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Respected New York Securities Attorneys Dedicated to Representing the Interests of Investors Nationwide

Malecki Law is committed to providing dedicated legal representation to investors and financial professionals across the United States. Our firm has successfully represented clients in securities arbitration, litigation, whistleblower cases, and regulatory matters nationwide. Whether you are an investor who has suffered financial losses due to fraud or misconduct, or a financial professional facing employment disputes or regulatory investigations, Malecki Law is here to protect your rights.

With decades of experience in securities law, we have recovered millions for aggrieved investors and successfully defended industry professionals in disputes with firms, regulators, and employers. Securities fraud and financial misconduct can occur anywhere, and our attorneys are equipped to handle cases across all financial markets, from Wall Street to Main Street.

National Representation for Investors and Financial Professionals

Malecki Law serves clients in nearly every state, assisting those impacted by securities fraud, investment misconduct, regulatory investigations, and employment disputes in the financial industry. The firm’s practice covers arbitration through FINRA, AAA, and JAMS, litigation in federal and state courts, and regulatory matters involving the SEC, FINRA, CFTC, state securities regulators, and other enforcement agencies.

We have successfully represented investors and professionals in:

  • Investment Fraud & Misconduct Cases: Ponzi schemes, unsuitable investments, unauthorized trading, and overconcentration.
  • Whistleblower Cases: Representing individuals who report securities violations to the SEC, CFTC, or FINRA.
  • Regulatory Investigations & Enforcement Actions: SEC and FINRA subpoenas, Wells Notices, and regulatory defense.
  • Broker & Advisor Employment Issues: Form U5 disputes, termination issues, promissory note litigation, and transition-related matters.
  • Failure to Supervise Claims: Holding brokerage firms accountable for negligence in overseeing brokers and financial advisors.
Representing Clients Across the United States

Malecki Law has represented clients from across the country, ensuring they receive top-tier securities law representation no matter where they reside. Our firm assists investors and industry professionals in the following cities and states:

Regardless of where you are located, Malecki Law is prepared to advocate for your rights and protect your financial interests.

Why Choose Malecki Law?

Malecki Law has a strong reputation for aggressively advocating on behalf of investors and financial professionals. Our firm has been at the forefront of securities litigation, arbitration, and regulatory defense, taking on some of the largest financial institutions in the country.

  • Decades of Experience: Led by Jenice L. Malecki, the firm has been a leader in securities law for over 25 years.
  • National Reach, Personalized Attention: No matter where you are, we provide tailored legal strategies for your unique case.
  • Proven Success: We have recovered tens of millions for investors and successfully defended numerous financial professionals in regulatory and employment disputes.
Contact Malecki Law for a Free Consultation

If you are an investor who has suffered financial losses or a financial professional facing regulatory or employment issues, Malecki Law is here to help. Our firm understands the high stakes involved in securities disputes and the devastating impact financial misconduct can have on individuals and families. Whether you need to recover lost investments, defend against regulatory actions, or protect your professional reputation, our team is prepared to fight for you.

Time is critical in securities matters, and waiting too long to take action can limit your legal options. If you suspect fraud, misconduct, or unfair treatment, speaking with an experienced securities attorney as soon as possible can make a significant difference in the outcome of your case. Our firm has represented clients across the country in securities arbitrations, lawsuits, and regulatory proceedings, ensuring their rights are protected and their voices heard.

Call (212) 943-1233 or fill out our secure online contact form for a confidential, no-obligation consultation today.

Attorney Advertisement. Prior results do not guarantee a similar outcome.

Testimonials From Former Clients
★★★★★
I highly recommend Jenice and her team at Malecki Law. I had a challenging, and lengthly case. Jenice was professional, very knowledgeable, and a pleasure to work with. She managed to make the process far less stressful during a very difficult time. They care about their clients, and it definitely shows. Mario
★★★★★
Jenice is truly a miracle worker and one of the top securities lawyers. She handled a very difficult case for us, displaying her legal knowledge, intelligence, and savviness throughout the process. I cannot recommend her enough. The quality of work from her team rivals that of corporate law firms. She was always available, extremely professional, and made sure to know all the details of the case. We were very fortunate to have been referred to Jenice and highly recommend her for any securities related legal issues. Nathan A.
★★★★★
An excellent professional who represented us in trial regarding a bank fraud, an unexpected and difficult time. A professional that worked hard, persevering and who stood toe to toe against firms that had a team of excellent lawyers backing them up. Her unflinching determination really stands out, it makes you feel you have someone who really cares about trying to recover what you lost from the people that wronged you. Salomon Levi
★★★★★
It is difficult to thank you in words when gratitude comes from the heart, so I will try to link feelings with writing. It is essential for us to mention your excellence as a professional, your aptitude on legal fields, and your unavoidable persistence. All of these virtues that elevate the profession you exercise in such an admirable way, go hand in hand with your sense of ethics, your human warmth and the transparency in your actions. To sum up, thank you for being a listening ear and for having the right word while transmitting information about the legal process. Having you as our representative during such an adverse situation was a privilege and enough reason for our eternal gratitude. Angeles Aparain
★★★★★
To say that my securities litigation was complex would be a severe understatement. With multiple parties involved and spanning many years, trying to understand the issues was daunting to say the least. Jenice and her team broke down the transactions by segment and by party uncovering every hidden expense. In the end, I was more than happy and could not thank Jenice and her team enough. I would not hesitate to recommend Jenice to anyone. She is highly professional, incredibly knowledgeable, well connected to industry experts, has a tireless work ethic and is so pleasant and easy to communicate with. Five stars for sure! Andrew Loughrane
★★★★★
Jenice was also special in giving us all the personal attention we needed, plus the tireless support of her crack team, over the course of ~18 mos. She talked us through every step of the way, and was open to discussing specific negotiation tactics, not glossing over anything. Dave Bliss
★★★★★
I recently worked with Jenice to negotiate a business buyout, and I couldn't be more pleased with the experience. From the start, Jenice was incredibly helpful and deeply invested in achieving the best possible outcome for me. Her expertise and dedication were evident in every step of the process. David
★★★★★
I can’t say enough about Jenice and her team- they set the standard. As an Army veteran, I deeply respect the values they reinforce while operating at a level of tenacity that is unmatched. They handled the entire process with empathy and kindness- yet were firm and honest regarding expectations and outcomes. Communication was clear and swift. Their breadth of knowledge and experience provided comfort during a stressful time and was impressive to watch unfold. I’m very happy with the outcome. Thank you Jenice and team for making giants seem extremely small. Sharron Todd
★★★★★
My experience with jenice was incredible. You want a lawyer who is advocate for you and fights for you with passion. She came along a time in my life that I needed an advocate who truly cared about me and my case. Highly recommend. Pat Brown
★★★★★
I had the privilege of working with Malecki Law, and I must say it was an outstanding experience. Jenice, Jacqueline, and Adam consistently demonstrated remarkable responsiveness, offering excellent advice that reflects their diligence and precision. Their bold and intelligent approach, combined with an excellent attitude, truly sets them apart. I highly recommend Malecki Law to anyone seeking top-notch legal assistance. Mohsen Chitsaz
★★★★★
Jenice Malecki, is one of the most helpful individuals Ive had the pleasure of speaking with. She is super knowledgeable. She helped me navigate the ever changing world of securities law. You will find her understanding of complex matters helpful and insightful. She is straightforward and candid. She makes your options easy to understand. I would recommend her without any hesitation. 10/5 stars! Enrique Tiburcio
★★★★★
I highly recommend Jenice and her team! They are extremely professional, organized, and kept me updated throughout the entire process. We went to arbitration and won! Jenice is outstanding and I am so grateful for her expertise. Chelsea Polhemus