Communities Assisted
Malecki Law is committed to providing dedicated legal representation to investors and financial professionals across the United States. Our firm has successfully represented clients in securities arbitration, litigation, whistleblower cases, and regulatory matters nationwide. Whether you are an investor who has suffered financial losses due to fraud or misconduct, or a financial professional facing employment disputes or regulatory investigations, Malecki Law is here to protect your rights.
With decades of experience in securities law, we have recovered millions for aggrieved investors and successfully defended industry professionals in disputes with firms, regulators, and employers. Securities fraud and financial misconduct can occur anywhere, and our attorneys are equipped to handle cases across all financial markets, from Wall Street to Main Street.
National Representation for Investors and Financial ProfessionalsMalecki Law serves clients in nearly every state, assisting those impacted by securities fraud, investment misconduct, regulatory investigations, and employment disputes in the financial industry. The firm’s practice covers arbitration through FINRA, AAA, and JAMS, litigation in federal and state courts, and regulatory matters involving the SEC, FINRA, CFTC, state securities regulators, and other enforcement agencies.
We have successfully represented investors and professionals in:
- Investment Fraud & Misconduct Cases: Ponzi schemes, unsuitable investments, unauthorized trading, and overconcentration.
- Whistleblower Cases: Representing individuals who report securities violations to the SEC, CFTC, or FINRA.
- Regulatory Investigations & Enforcement Actions: SEC and FINRA subpoenas, Wells Notices, and regulatory defense.
- Broker & Advisor Employment Issues: Form U5 disputes, termination issues, promissory note litigation, and transition-related matters.
- Failure to Supervise Claims: Holding brokerage firms accountable for negligence in overseeing brokers and financial advisors.
Malecki Law has represented clients from across the country, ensuring they receive top-tier securities law representation no matter where they reside. Our firm assists investors and industry professionals in the following cities and states:
- Alabama
- Alaska
- Arizona
- Arkansas
- Atlanta and Georgia
- Boston and Massachusetts
- Chicago and Illinois
- Colorado
- Connecticut
- Delaware
- Florida
- Hawaii
- Idaho
- Indiana
- Iowa
- Kansas
- Kentucky
- Louisiana
- Maine
- Michigan
- Mississippi
- Minnesota
- Missouri
- Montana
- Nebraska
- Nevada
- New Hampshire
- New Jersey
- New Mexico
- New York
- North and South Dakota
- North Carolina
- Northern California
- Ohio
- Oklahoma
- Oregon
- Pennsylvania
- Philadelphia
- Rhode Island
- Seattle and State of Washington
- South Carolina
- Southern California
- Tennessee
- Texas
- Utah
- Vermont
- Virginia
- Washington D.C., Maryland, and Baltimore
- West Virginia
- Wisconsin
- Wyoming
Regardless of where you are located, Malecki Law is prepared to advocate for your rights and protect your financial interests.
Why Choose Malecki Law?Malecki Law has a strong reputation for aggressively advocating on behalf of investors and financial professionals. Our firm has been at the forefront of securities litigation, arbitration, and regulatory defense, taking on some of the largest financial institutions in the country.
- Decades of Experience: Led by Jenice L. Malecki, the firm has been a leader in securities law for over 25 years.
- National Reach, Personalized Attention: No matter where you are, we provide tailored legal strategies for your unique case.
- Proven Success: We have recovered tens of millions for investors and successfully defended numerous financial professionals in regulatory and employment disputes.
If you are an investor who has suffered financial losses or a financial professional facing regulatory or employment issues, Malecki Law is here to help. Our firm understands the high stakes involved in securities disputes and the devastating impact financial misconduct can have on individuals and families. Whether you need to recover lost investments, defend against regulatory actions, or protect your professional reputation, our team is prepared to fight for you.
Time is critical in securities matters, and waiting too long to take action can limit your legal options. If you suspect fraud, misconduct, or unfair treatment, speaking with an experienced securities attorney as soon as possible can make a significant difference in the outcome of your case. Our firm has represented clients across the country in securities arbitrations, lawsuits, and regulatory proceedings, ensuring their rights are protected and their voices heard.
Call (212) 943-1233 or fill out our secure online contact form for a confidential, no-obligation consultation today.