Due Diligence Required in Complex & Alternative Investments - Transcript
Because these are complex Investments due diligence in these cases are critical these are not Market Investments you can go on Yahoo finance and get the finances of the company and do your own research and figure it out and decide if you like that sector no these are usually Investments that involve algorithms and structuring and tranches and waterfalls and things that your average investor just doesn’t understand doesn’t have access to you know so due diligence in these types of Investments on the firm level and on the broker level are extremely important and firms allowing these Investments to be sold have to ensure that Brokers and advisors that are recommending these Investments have been appropriately trained to adequately describe the risks to the investors and that these transactions are adequately supervised so that the investors are not harmed along the way.