Reg BI Suitability Violations - Transcript
Regulation best interest is like many things in the law there is illegalese to it there is the way lawyers speak and the way lay people speak and it is really important for you to go out and get experienced Securities counsel to assist you through the landmines around complaining to a brokerage firm when you complain to a brokerage firm many people think if I just tell them how terrible this is they’re going to help me but what they’re going to try to do in that pre-suit correspondence back and forth is to get admissions out of you that they think will be helpful in any case you may bring later they’re going to try to delay your case so it is really important from the very earliest point in time to retain experienced Securities Law Council in these cases.