Item: Malecki Law
Rating: 5
Author: Mario

What Evidence Is Necessary to Prove Misconduct Related to Self-Directed IRAs? - Transcript

If there’s a broker advisor involved and they said oh send it to your bank account and then send it to the self-directed IRA account it is an attempt at the broker or the advisor to escape the supervisory review of their firm.

If there becomes a pattern of that person doing it like if it’s an affinity fraud and you know that five of your friends did it that’s great evidence to say hey brokerage firm didn’t you notice that 5 or 10 or 20 of these this broker’s customers are all sending IRA money to their bank account because that would be a red flag and that’s something that should show up on an exception report or some supervisory report.

So you’re going to look for um you know did emails come from the brokerage firm or the investment advisory firm that we’re directing you to do some of these things or talking about this outside alternative investment.

So you’re going to look for any tie you can find to a brokerage firm or a an investment advisory for or the custodian if the custodian seems like they were in on it which is you know you’d have to find evidence of that to go against just the scammer very very difficult.

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I highly recommend Jenice and her team at Malecki Law. I had a challenging, and lengthly case. Jenice was professional, very knowledgeable, and a pleasure to work with. She managed to make the process far less stressful during a very difficult time. They care about their clients, and it definitely shows. Mario

Jenice is truly a miracle worker and one of the top securities lawyers. She handled a very difficult case for us, displaying her legal knowledge, intelligence, and savviness throughout the process. I cannot recommend her enough. The quality of work from her team rivals that of corporate law firms. She was always available, extremely professional, and made sure to know all the details of the case. We were very fortunate to have been referred to Jenice and highly recommend her for any securities related legal issues. Nathan A.

An excellent professional who represented us in trial regarding a bank fraud, an unexpected and difficult time. A professional that worked hard, persevering and who stood toe to toe against firms that had a team of excellent lawyers backing them up. Her unflinching determination really stands out, it makes you feel you have someone who really cares about trying to recover what you lost from the people that wronged you. Salomon Levi

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Jenice was also special in giving us all the personal attention we needed, plus the tireless support of her crack team, over the course of ~18 mos. She talked us through every step of the way, and was open to discussing specific negotiation tactics, not glossing over anything. Dave Bliss

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Jenice Malecki, is one of the most helpful individuals Ive had the pleasure of speaking with. She is super knowledgeable. She helped me navigate the ever changing world of securities law. You will find her understanding of complex matters helpful and insightful. She is straightforward and candid. She makes your options easy to understand. I would recommend her without any hesitation. 10/5 stars! Enrique Tiburcio

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