What Is the Process for Filing a Lawsuit Related to Forgery, Conversion, or Theft? - Transcript
A lawsuit for a forgery conversion or theft really depends on where that occurred so if it occurred at a brokerage firm you can bring a finra arbitration if it occurred at an investment advisory firm you can probably go to arbitration most investment advisory contracts specify an arbitration form and if neither of those two people to two entities are involved you would likely go to court unless the custodian of the property had you sign a contract with some sort of alternative dispute resolution forum.